Regulatory Notice 22-08 FINRA Reminds Members of Their Sales Practice Obligations for Complex Products and Options and Solicits Comment on Effective Practices and Rule …

For Industry Professionals. FINPRO. Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

It is imperative that America maintains a free and open market for investments of all types. Regulations are to insure fairness in the market, not a strangle hold on freedom of choice. It is …

I am a CFA charter holder and 25 years old, I hold a diverse portfolio within my company 401k plan which aligns itself with industry standard long term investing portfolios. The amount I …

Haifa Haj-Eid Comment On Regulatory Notice 22-08. HAIFA HAJ-EID. N/A. This is an unjust move to limit flexibilities and insurance for our future and retirement. Inverse funds help those …

Andrew Panaccione Comment On Regulatory Notice 22-08. Andrew Panaccione. N/A. I strongly disagree with any attempt by regulators to limit my investment options. I find it ironic that my …

Steve Parker Comment On Regulatory Notice 22-08. Steve Parker. N/A. It has been brought to my attention that my ability to buy leveraged or inverse instruments may be restricted by …

I don't want to take any more tests since I studied for my Ph.D. in applied mathematics. However, I do believe leveraged and inverse funds should reveal their advantages and disadvantages. I …

Kevin Rush Comment On Regulatory Notice 22-08. KEVIN RUSH. N/A. The stock markets built its foundation on that everyone can participate if they have the funds and will to do so, it is …

Joseph Hansen Comment On Regulatory Notice 22-08. joseph hansen. N/A. I object to the proposed restrictions. Special tests and selective criteria is another attempt by FINRA and the …