thedailyupside2h
Why Vanguard Took a $106M SEC Fine For Lowering Its Minimums
The SEC charged the asset manager with misleading clients over changes to its retirement funds, leading to higher tax bills ...
Vanguard Russell 1000 Growth ETF (NASDAQ:VONG) Shares Bought by Ameritas Advisory Services LLC
Ameritas Advisory Services LLC increased its holdings in Vanguard Russell 1000 Growth ETF (NASDAQ:VONG – Free Report) by 69.8 ...
Merit Financial Group LLC Invests $1.87 Million in Vanguard U.S. Momentum Factor ETF (BATS:VFMO)
Merit Financial Group LLC acquired a new stake in Vanguard U.S. Momentum Factor ETF (BATS:VFMO – Free Report) in the fourth quarter, according to the company in its most recent Form 13F filing with ...
Vanguard9h
Interest Rate: PFAs raise investment in FGN securities by 17.7% to N13.8trn
In an apparent bid to take advantage of the prevailing high interest rate regime, Pension Fund Administrators, PFAs have ...
The Highland County Press17h
Ohio Department of Commerce Divisions of Securities, Financial Institutions announce multistate settlements
The Vanguard Group, Inc., parent company of VMC, is a major broker-dealer registered with both the Financial Industry Regulatory Authority (FINRA) and state regulators. Vanguard markets and sells ...
The Mountain Press20h
TDCI’s Securities Division joins $106 million multi-state settlement with Vanguard over big tax bills, remediation to investors
The Tennessee Department of Commerce & Insurance’s Securities Division announced on Friday that it joined a task force of state securities regulators and the United States Securities and ...
wealthprofessional.ca22h
Asset management titan handed $106 million fine
Fine handed out by the US SEC comes after disclosure failures in target date retirement funds ...
Hosted on MSN23h
Vanguard pays $106 million to settle SEC charges
This change led to significant redemptions as Vanguard customers moved from other target date funds into the institutional ...