The filing reveals that the Company received a "Wells Notice" from the SEC. The Company stated in its filing that, "the Wells Notice relates to the Company's disclosures regarding meetings with ...

Robinhood on Monday said it has been informed by the Securities and Exchange Commission that it won't receive any penalties over its cryptocurrency business.

Major US banks closed 145 branches in just five weeks, as experts warn communities are being left without vital services.

Crypto companies in particular are racking up wins, with the SEC moving to drop cases against Robinhood, Coinbase, and Kraken.

Robinhood said the U.S. securities regulator had closed its probe into the retail trading firm's crypto arm with no action, as it seeks to revamp policing of digital assets since President Donald ...

The United States Securities and Exchange Commission closed its investigation into Robinhood Crypto less than a year after issuing the online brokerage a Wells notice. The SEC’s Enforcement ...

Over the past two weeks, a number of companies who previously received Wells notices — essentially a heads-up from the regulator that it intends to file enforcement charges — got word from ...

Robinhood said the SEC ended an investigation into its crypto unit in what appears to be another move by the Trump administration to undo an aggressive approach to that industry.

In April, Uniswap said the SEC sent a so-called Wells Notice saying that it planned to recommend a legal action against it. The agency had alleged that the company that hatched the DeFi exchange ...

According to Uniswap Labs, the SEC has given notice that it will close the action after the multi-year investigation into its activities. Uniswap received a Wells Notice in the spring of 2024.