Robinhood in May last year received a so-called "Wells notice", which is issued when the SEC is planning to bring enforcement action against a company, over crypto tokens traded on its platform.

Over the past two weeks, a number of companies who previously received Wells notices — essentially a heads-up from the regulator that it intends to file enforcement charges — got word from ...

Robinhood on Monday said it has been informed by the Securities and Exchange Commission that it won't receive any penalties over its cryptocurrency business.

The filing reveals that the Company received a "Wells Notice" from the SEC. The Company stated in its filing that, "the Wells Notice relates to the Company's disclosures regarding meetings with ...

In April, Uniswap said the SEC sent a so-called Wells Notice saying that it planned to recommend a legal action against it. The agency had alleged that the company that hatched the DeFi exchange ...

SEC Officially Closes Robinhood Crypto Probe Robinhood, whose digital assets arm Robinhood Crypto (RHC) was the subject of a Wells notice in mid-2024, announced Monday that the SEC has officially ...

This follows the SEC’s May 2024 Wells Notice to RHC. “We applaud the staff’s decision to close this investigation with no action,” said Dan Gallagher, chief legal, compliance and corporate ...

Coco Gauff returned to winning ways at Indian Wells on Saturday, albeit only just. The world No. 3 secured her first win ...