The SEC stated that the two Robinhood entities failed to report trading activity accurately, comply with short sale regulations ... revealed that between 2020 and 2021, Robinhood failed to ...

John Calipari's anticipated return to Kentucky is just 1 of the 10 things Neil Blackmon is overreacting to this week in SEC ...

Source: SEC The regulator also said suspicious activity wasn’t reported in a timely manner between January 2020 and March 2022 ... aimed at regulating abusive short-selling practices ...

Ahead of John Calipari's anticipated return to Rupp Arena on Saturday, here's a look back at his record and NCAA Tournament history with Kentucky: ...

The SEC’s investigation revealed multiple infractions. From January 2020 to March 2022 ... securities trading regulations related to short sales and fractional share trading, violating rules ...

In many instances, the firm’s reports predated SEC investigations ... Nikola in a 2020 report, shortly after General Motors announced it had taken an 11% stake. The short seller claimed Nikola ...

“When firms fall short of those obligations ... with 215,000 sent and received after January 2020. According to Blackstone’s settlement, the SEC learned that numerous senior managing directors ...

Ohio State coach Ryan Day spent the weekend celebrating the program's ninth national championship, a crowning achievement for ...

CLO ETFs have been one of the most popular, best-performing ETFs of the past few years. Click here for a detailed analysis.

Hindenburg Research was widely recognized as a top performer in the world of activist short selling. That's why its abrupt ...

It has also found itself in regulatory crosshairs. In December 2020, before its initial public offering, the firm agreed to pay the SEC $65 million to settle allegations that it failed to properly ...