Did you know there are over 30 FINRA Series exams? All of them, except for the SIE, are named by number. And no, those numbers are not consecutive. 3, 6, 7, 63, 65, and 66 are some of the most common.

Several employees at BFG Financial Advisors passed the Series 7 after the preliminary SIE exam – like Monica Pozuc, an investment operations associate at the firm in Timonium, Maryland.