Hosted on MSN20d
US SEC to move away from requiring crypto firms to register as trading systems, chief says
The SEC in 2022 proposed requiring some crypto firms to register as alternative trading systems, drawing criticism from the sector in the face of potentially heightened oversight and additional rules.
JD Supra4d
New SEC Staff Guidance Allows Effectiveness of Non-Automatically Effective Form S-3s before Filing of Proxy Statement
Form S-3 registration statements filed by issuers who are not well-known seasoned issuers may now be declared effective before the filing of the ...
National Law Review13d
SEC Expands Nonpublic Review Process for Draft Registration Statements
On 3 March 2025, the Division of Corporation Finance of the Securities and Exchange Commission (the SEC) announced that it is ...
Muni Adviser Challenges SEC In-House Move Revoking Registration
A firm advising charter schools on bond issues is suing to block a follow-on administrative action by the Securities and ...
Business Day5d
SEC cancels registration of Mainland Trust
Nigeria’s Securities and Exchange Commission (SEC) has cancelled the registration of Mainland Trust Limited as a capital market ...
Philippine Daily Inquirer10d
SEC partners with DTI to streamline business registration
“We will give the (application programming interface) to the SEC by April ... according to the DTI registration system. In comparison, first-quarter filings in 2024 totaled 439,813.