Series 66 NASAA

North American Securities

Non-governmental association in Washington, United States
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More than 100 years ago, a small group of state securities regulators had a big idea— form a network of colleagues to work together for the …
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Q:
What is an ADV and how is it used?
A:
The Form ADV is the uniform form used by investment advisers to register with both the Securities and Exchange Commission (SEC) and state securities regulators. Form ADV stands...
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